With over 9 years’ experience in public and investor relations, Kathy brings Hanover International honed leadership and proven business skill as an accomplished logistical taskmaster and workflow processes innovator. Kathy is responsible for managing and guiding all operational and logistical details and strategies related to Hanover’s clients’ respective campaign initiatives; while also providing the leadership, management and vision necessary to ensure that Hanover and its many clients adhered to best industry practices and compliant administrative and reporting activities. More specifically, Kathy oversees all aspects of Hanover’s administrative operations, which include provision of client services that ranged from shareholder and investor relations; public relations; financial roadshow planning, booking and implementation; preparation and processing of press releases; design and development of required collateral materials; and assisting with SEC compliance and reporting, among other essential duties. Kathy also lends event planning and implementation support to the National Investment Banking Association, which hosts multiple large conferences in major U.S. financial centers each year.
Gary brings over 20 years’ experience to his current roles, with experience as a CEO, CFO, growth capital, M&A and corporate development, venture/micro private equity investing, operations consulting and business strategy for small to Fortune 500 companies.
As Executive Chairman of Apollo Medical Holdings (OTC: AMEH) and Board Director of ApolloMed Accountable Care Organization (ACO), Gary provides strategic direction, leadership, capital markets and corporate partnership development, IT strategy and M&A expertise. Apollo Medical is a physician driven integrated healthcare company providing physician and hospitalist care for inpatients as well as full medical management of IPAs, ACOs, Clinics and Palliative Care.
As President and CEO of OCTANe, Gary created and led a million dollar Innovation Development Company (IDC) that helped create, grow, support, staff and fund innovative growth companies. OCTANe has helped 50+ companies raise $75+MM and created a $30MM regional venture capital fund focused on biomedical, technology, healthcare services, diagnostics and other technical industries.
Over the past two decades, FitzGerald, Yap & Kreditor Partner, Lynne Bolduc, has established herself as one of the premier corporate and securities lawyers in California. She has structured and implemented over $1 billion in financings, and has represented both domestic and international clients in complex transactions across multiple industries. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne’s experience includes: entity selection and formation matters for businesses just getting started; contract negotiations; review, and drafting, mergers and acquisitions; private offerings; public offerings; and public company reporting with the Securities and Exchange Commission. Lynne is a member of the Board of Directors for the National Investment Banking Association, a not-for-profit association for national, regional and independent broker dealers, investment banking firms, investment advisors, and related capital market service providers.
Art Brent is the founder and president of StockVest, a 12 year well respected market relations firm that has established a strong presence in the investment community. Stockvest works closely with a substantial network of partners, market professionals and event organizers to effectively communicate positive and compelling reasons for investment consideration gaining rapid exposure of a company, by way of a newsletter. The StockVest Newsletter has a wide audience of reader, now over 120,000, as well as bonus distribution at many national and international events each year.
The StockVest database is well maintained and collected over the years from both direct signups on websites and from investment events. StockVest works closely with and sponsor many large investment related events each year including the Marcum Microcap Conference, Rodman and Renshaw, The National Investment Banking Association, See Thru Equity, One Med Place, Cambridge House, The Money Show, and The New Orleans Investment Conference to name a few.
The StockVest Market Awareness Program is specifically designed and focused on helping companies expand their shareholder base, increase their share valuations and trading volumes.
Andrea Cataneo is a long term partner with SheppardMullin provides experienced, professional representation in all matters involving the securities industry, as well as in all general corporate and litigation matters. Her practice focuses on structuring secured and unsecured private equity financing transactions for microcap companies, and taking companies public. Additionally, through her extensive relationships in the investment banking community, Andrea offers her clients targeted sources of capital and merger and acquisition opportunities. She represents companies with their reporting obligations to the SEC, as well as with exchange listing and FINRA compliance matters. Andrea was named “Woman of the Year” for two consecutive years by the National Association of Professional Women, and she presently serves on the Board of the National Investment Banking Association (NIBA).
Seth Farbman has built a career in servicing private and public companies. He was the co-founder and is President of Vintage Filings, which he sold to PR Newswire in 2007. In this role, Seth services over 3,000 publicly traded companies to provide SEC EDGAR and financial print services related to IPOs, Proxy Statements, Annual Reports, Shareholder Meetings and all aspects of compliance filings. He is also Co-Chairman of Vcorp Services, a New York based state filing firm which works with individuals and lawyers in entity formations, business filings, not-for-profit applications, compliance services and more. Prior to starting Vintage Filings, Seth served as a securities attorney at a New York law firm with a concentration on securities regulation. He is a licensed attorney in New York and New Jersey and has been a member of the American Bar Association and of the ABA's Committee on the Federal Regulation of Securities. Seth also serves as Co-Chairman of Vcheck Global, a California based, and corporate background check company.
Michael has spent over 30 years in the automotive industry as a sales engineer and program manager. His work experience includes the handling all aspects of product development, including manufacturing, sale negotiations and product delivery for new technologies to both the American and Japanese suppliers.
In addition to the auto industry, Michael has worked with component suppliers to sell their products. By setting up manufacturer representative territories through negotiated contracts, training and sales calls, Michael was able to reach and sell to appliance, medical, contract manufacturers and startups nationally.
Jerry Lindberg has acquired substantial expertise as a consultant, adviser and former litigating attorney with the United States Department of Justice and in the private sector. He has served as board member and CFO of publicly traded companies, business adviser and consultant, capital acquisition director, and operations officer to real world and Internet start-ups and helped raise capital for start-ups, small and microcap businesses in both the public and private sectors. His experience includes business plan preparation, early stage advising for corporate development and positioning for capital raising including crowd funding, private placement memoranda, investor presentation development, equity, debt and hybrid funding, form preparation and filing, offering syndicate coordination, sales/ marketing strategy along with investment community relations and investor relations, business development, licensing management, and assuring compliance with Federal and state regulations and fraud prevention software development. His areas of specialty include technology and intellectual property management, digital entertainment, media and marketing, eCommerce, m-Commerce, software design and development.
Don has over 30 years of capital markets experience on Wall Street. Don is the Founder and CEO of Consilium Global Research and with its staff of a dozen senior Wall Street analysts, the Company provides research coverage and advisory services to public and private companies. Don’s experience includes: Managing Director at Shearson Lehman, Managing Director at Raymond James for 15 years and Managing Director, Head of Institutional Sales at Jesup & Lamont and CK Cooper.
Robert K Gardner
Robert K. Gardner is the founding partner of New World Technology Partners (NWTP) – a collaboration of engineering, financial and government leaders incubating strategic technologies and ventures at the intersection of business and public policy.
He has been a leader in cyber and critical infrastructure risk management technology and an incubator of entrepreneurial enterprises since the seventies. He managed/participated in the launch of several development stage companies, including August Systems, Verdix, Meiko Scientific, Cryptek, Phoenix Numeric, Probity Labs and Location-Sentry.
Prior to forming NWTP, he held senior engineering and technical marketing positions for ILLIAC IV, PEPE, LDSP and NASF supercomputer projects at Burroughs Corporation.
He writes, speaks and has prepared testimony for the U.S. House of Representatives and Senate caucuses on the Enterprise impact of cyber risk.
Gardner has a BSEE from Rensselaer Polytechnic Institute and studied graduate system engineering and business administration at Penn State and the University of Santa Clara respectively.
Stasi is a communications expert having crafted comprehensive, highly polished communications platforms that have aided in raising growth capital and market awareness for private, pre-public and publicly traded clients in a variety of industries. Stasi began her career with Ernst & Young in the technology consulting services division, after which she helped launched a technology start-up, which grew into a multi-million dollar technology services company. She later managed Corporate Communications for a Dallas-based international technology services company with operations in China, Latin America and North America.
She has worked in conjunction with Deloitte, Ernst & Young, the Dallas / Ft. Worth Metroplex Technology Business Council and the Dallas Chamber of Commerce on various awards and recognition programs. She has also consulted internationally with The Academy of Educational Development, a group funded by USAID, and a private sector task force with the United Nation’s ISDR program focused on reducing disaster risk in communities worldwide through public-private partnerships. Stasi holds both a BS in Electrical Engineering and a BA in Plan II Liberal Arts from the University of Texas in Austin.